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Regulation NMS
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#	Item
161	Microsoft Word - FINAL Schwab Tick Size Pilot SEC Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 06:51:46 Investment Stock market Mathematical finance United States Securities and Exchange Commission Order Algorithmic trading High-frequency trading Regulation NMS Securities Exchange Act Financial markets Financial economics Finance
162	December 19, 2014 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 11:45:29 Investment United States Securities and Exchange Commission Finance Order Market depth Regulation NMS Market maker Flash Crash Uptick rule Financial markets Financial economics Stock market
163	December 22, 2014 Via Electronic Mail ([removed]) Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 06:38:45 Investment Stock market United States Securities and Exchange Commission Mathematical finance Regulation NMS Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Uptick rule Dark liquidity Financial economics Financial markets Finance
164	International Trader Forum Winter 2014 “FCA, HFTs and Actionable Best Execution Metrics” NOTE: The disclaimers on slide 1 were high level points to introduce Tradebook to the audience. The full legal disclaimer is fo Add to Reading List Source URL: www.bloombergtradebook.com Language: English - Date: 2014-09-29 15:03:29 Investment Markets in Financial Instruments Directive Best execution Regulation NMS Order Dark liquidity Market maker Trading room Algorithmic trading Financial markets Financial economics Finance
165	August 22, 2014 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 16:59:09 Financial system National market system plan National best bid and offer Chicago Stock Exchange New York Stock Exchange U.S. Securities and Exchange Commission Market data Regulation NMS Consolidated Tape Association Financial markets Financial economics Investment
166	DirectEdge ABATSGlobal Markets Company October 15,2014 Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 15:13:17 Financial economics 73rd United States Congress Investment Stock market Financial markets Order Regulation NMS Securities Exchange Act Securities Act United States Securities and Exchange Commission United States securities law Business
167	L:hange rule filingsS One Data FeedFilingBYX[removed]xfdl Add to Reading List Source URL: cdn.batstrading.com Language: English United States securities law Investment Finance Self-regulatory organizations 73rd United States Congress Consolidated Tape Association Securities Exchange Act Securities Act Regulation NMS Financial economics Financial markets United States Securities and Exchange Commission
168	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-09-11 11:59:15 Securities Exchange Act Financial regulation Securities regulation in the United States Regulation NMS Direct Edge U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Economy of the United States Government United States Securities and Exchange Commission United States securities law 73rd United States Congress
169	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 30, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Establish an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:12:14 Investment Economy of the United States New York Stock Exchange Regulation NMS Finance Order Trading halt Securities Exchange Act Chicago Stock Exchange Stock market United States Securities and Exchange Commission Financial economics
170	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]October 29, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:32:06 United States securities law Financial economics Investment Stock market Chicago Stock Exchange Regulation NMS NASDAQ New York Stock Exchange Securities Exchange Act United States Securities and Exchange Commission Economy of the United States 73rd United States Congress

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